offering for sale of newly issued securities in the category of debentures without approval from the SEC office which is in breach of the Securities and Exchange Act B.E. 2535 resulted from the instructions

office which is in breach of the Securities and Exchange Act B.E. 2535, resulted from the instructions or the failure to give instructions which is a duty required to be performed. SEC Act S.300 in

securities in the category of debentures between August 11, 2017 and August 5, 2020 without approval from the SEC Office which is in breach of the Securities and Exchange Act B.E. 2535 resulted from the

Mr. Maurice Wee Ming Sheng Mr. Maurice Wee Ming Sheng, a former managing director of a digital asset exchange called Orbix Trade Company Limited ("Orbix") at the time of the incident, was

and Exchange Commission, resulted from the instruction or the failure to give instruction which is a duty required to be performed. DAB Act S.94 Settlement Committee Meeting No. 2/2024 Settlement

SIRATARN Company Limited SIRATARN Company Limited (“SIRATARN”) failed to comply with rules specified by Securities and Exchange Commission on October 21, 2021, SIRATARN acquired shares of Boutique

Mrs. Sirina Pavarolarvidya Mrs. Sirina Pavarolarvidya failed to comply with rules specified by Securities and Exchange Commission on March 26, 2018, Mrs. Sirina Pavarolarvidya acquired shares of

Securities and Exchange Act B.E. 2535 resulted from the instruction or the failure to give instruction which is a duty required to be performed. SEC Act S.300 in conjunction with 33 Settlement Committee

THAI INDUSTRIAL PART Limited THAI INDUSTRIAL PART Limited (“TIP”) failed to comply with rules specified by Securities and Exchange Commission on JUNE 1, 2017, TIP acquired shares of Sanko Diecasting

sale newly issued securities in the category of Promissory Note (P/N) between December 2014 to December 2021 without approval from the SEC Office which is in breach of The Securities and Exchange Act B.E