Debenture Equity ESG Data Digital Asset Intermediary & Professional Intermediary https://secopendata.sec.or.th/Intermediaries/Professional SEC Search /secweb/select?q=สินทรัพย์ดิจิทัล OR " Digital assets" OR

Intermediary & Professional Intermediary https://secopendata.sec.or.th/Intermediaries/Professional SEC Search OR "electronic property" OR "electrical asset" OR "electrical possession" OR " digital asset" OR

hereunder: “intermediary” means a securities company or a derivatives intermediary. “fund management company” means a securities company licensed to undertake securities business in the category of mutual

: (Unit: Million Baht) Consolidated Separate Y2017 + Increased /-Decreased Y2017 + Increased /-Decreased Brokerage fees income 866.54 (183.65) 866.54 (183.65) Fees and service income 65.60 (44.66) 65.60

% For the separate financial statements, the Company shows operation results for the six-month period ended June, 2017 with the following details: unit: THB million 2017 2016 Change (THB million) Change

separate financial statements the Company had total revenue in 2018 equal to 325.62 million Baht, increased from the year 2017 in the amount of 106.11 million Baht, representing an increase of 48.34 percent

be in violation of Section 243 (1) in conjunction with Sections 244 and 243 (2) of the same Act and Section 86 of the Criminal Code. The Settlement Committee thus imposed a separate fine of 333,333.33

-2 / 18-3 Application for Establishing Representative Office Abroad Securities Company / Derivatives Intermediary Name of Company

Application for Establishing Representative Office Abroad Securities Company / Derivatives Intermediary Name of Company

: “intermediary” means securities company or derivatives intermediaries but shall not include the following intermediaries: (1) a securities company in the category of investment advisory; (2) a securities company