Committee imposed a fine of 9,821,867.35 baht on {A}, and a separate fine of 333,333.33 baht on {B} and {C}. 

shares and TFG-W1 by using inside information in separate occasions times. These actions form the basis of two charges against the accused, as detailed below. (1) During the period of 1 March 2559 to 12

Proceeds: the issuer must demonstrate the tracking of the managed proceeds for the designated project and credit the proceeds into a sub-account, in clear separation from the issuer’s other accounts; 2.4

|- Approval |- Business Operations Rules |- Reporting |- Fees |- Circular    Others (Securities Business) |- Separation of Securities and Finance Businesses & Merger (section 90) |- Representatives Office of

Securities Companies    Others (Securities Business) |- Separation of Securities and Finance Businesses & Merger (section 90) |- Representatives Office of foreign securities companies (section 93) |- Holidays

Disqualifications for Management (section 103) |- OTC Securities Dealer (section 114) |- Revocation of License (section 147) |-    Others (Securities Business) |- Separation of Securities and Finance Businesses

|- Related Circular Letter    IP/FG |- Appoint/Approval/Code of conducts and Standard Practices |- Reporting |- Fees |- Related Circular Letter    Others (Securities Business) |- Separation of Securities and

) clear separation of area for selling of investment units from others. The SEC will randomly inspect commercial banks. The SEC also urged asset management company and trustee to emphasize on effective

statements Financial Statement, in which the equity method is applied Separate Financial Statement Changes (separate financial statement) (Unit: Million Baht) 31-Dec-18 31-Dec-17 31-Dec-18 31-Dec-17 (Million

statements Separate Financial Statement Changes (separate financial statement) (Unit: Million Baht) 31-Dec-19 31-Dec-18 31-Dec-19 31-Dec-18 (Million Baht) % Revenue from Sales 194.63 179.87 171.70 168.99 2.71