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e-service Online Submission Derivatives Advisors >>   Type Title Section See document Status Notified Date Effective Date 1. Notification of the Securities and Exchange Commission  KorMor. 10/2559

(65%) 0.49 (35%) Equity Fixed income Unit trust Operator %total UT  PIMCO Lombard Odier State Street Global Advisors JPMorgan Asset Management BlackRock 11% 8% 8% 7% 7% Total 41% 84% 14% 1% Gov. Bond 1

%) 0.74 (58%) 0.52 (41%) Equity Fixed income Unit trust Operator %total UT  PIMCO Lombard Odier JPMorgan Asset Management BlackRock State Street Global Advisors 11% 7% 7% 7% 7% Total 40% 89% 9% Gov. Bond 1

%) 1.03 (63%) 0.59 (36%) Equity Fixed income Unit trust Operator %total UT  PIMCO JPMorgan Asset Management Lombard Odier BlackRock State Street Global Advisors 12% 7% 7% 7% 7% Total 40% 81% 15% 3% Gov

(56%) 0.54 (43%) Equity Fixed income Unit trust Operator %total UT  PIMCO Lombard Odier JPMorgan Asset Management BlackRock State Street Global Advisors 11% 7% 7% 7% 6% Total 39% 90% 8% Gov. Bond 1

(53%) 0.55 (46%) Equity Fixed income Unit trust Operator %total UT  PIMCO Lombard Odier JPMorgan Asset Management BlackRock State Street Global Advisors 11% 7% 7% 7% 6% Total 38% 90% 8% Deposit FI Debt

(49%) 0.62 (50%) Equity Fixed income Unit trust Operator %total UT  PIMCO Lombard Odier BlackRock JPMorgan Asset Management State Street Global Advisors 11% 7% 7% 6% 6% Total 36% 90% 9% Corp. 1

-case basis if necessary and lays out guidelines for promoting and supporting the establishment of high yield bond funds, etc. The Bond Market Development Committee comprises 17 members and advisors

to facilitate cross-border investment in the ASEAN region. SEC has already put in place rules permitting securities brokers or investment advisors to promulgate research analysis. The promulgation