Bangkok, October 8, 2014 ? The SEC suspended Atthapol Klabklan, a capital market investment consultant of Krungsri Securities PLC., for trading securities on behalf of client.  Following a report

Bangkok, February 25, 2015 ? The SEC suspended {A}, a capital market investment consultant of Kasikorn Securities Plc. for obtaining authorization to make derivatives and securities trading decisions

Bangkok, January 7, 2015 - The SEC suspended {A}, a capital market investment consultant of Kasikorn Securities PLC., for failure to keep complete record of the derivatives trading orders.From a

Facebook page "CP Investment Consultant." impersonates "CP ALL Plc." : Unlicensed securities and derivatives business (Disclosure Date : 27/05/2025)

: From Pledges to Action," focusing on the SEC’s roles and strategies in driving sustainability covering the business sector and human rights in the Thai capital market. The event was held on 7 February

behalf of the SEC, Ms. Areewan Aimdilokwong, SEC Assistant Secretary-General, participated in a panel discussion on the topic, "Roles of Financial Sector Towards a Sustainable Economy," highlighting the

professional level. During the visit, the officials participated in a knowledge-sharing session titled “Decoding the SEC Organizational Management Success,” focusing on public sector management on technology

for Sustainable Business Practices.” This event was part of a consultation meeting organized by the Office of the Public Sector Development Commission to gather feedback from the private sector on

Bangkok, 17 October 2023 – SEC warns the private sector to beware of the activities which may be deemed the undertaking of the SEC-supervised securities, derivatives, and digital asset businesses

government's new tax incentive program, on 28 April 2025, at SET Building.More details in SEC News No. 106/2025 headlined, Capital market sector gears up to accommodate Thai ESGX IPOs and centralized LTF