trading orders when obtaining orders from clients. In this regard, the aforesaid actions are in violation of Clause 20(3) of the Notification of Capital Market Supervisory Board No. TorLorThor. 3/2555 re
the transactions. Failure to record the client's securities trading orders and obtaining authorization to make securities trading decisions on behalf of the client are, respectively, in violation of
offense of operating a digital asset business without obtaining a license. The Court, therefore, sentenced the defendant to a fine of 200,000 Baht. Given that the defendant pleaded guilty and such plea was
. Therefore, Mr. Chirasak's actions constitute dishonestly converting WORLD's property for himself or a third party, and obtaining unlawful gains for himself or another person and caused damage to
passed its application for rehabilitation process (2) being a company that the Thai court or the Foreign court has approved a rehabilitation (3) being a company that has complied with the plan to resolve
environment. The DLT is a new technology that would resolve and diminish any obstacles in businesses, as well as increase the efficiency in mutual fund investment and management, which will be quicker and
during day trading hour caused longer period for processing of TFEX?s trading and clearing system. Thus, TFEX had to extend its night trading hour for 40 minutes. To resolve such problems, TFEX requested
Exchange Act 2535 92 12/03/1992 16/05/1992 2. Notification of Capital Market Supervisory Board TorThor 31/2556 Rules on Application for Obtaining an Approval and Granting to Establish Branch Offices