UNOFFICIAL TRANSLATION Readers should be aware that only the original Thai text has legal force and that this English translation is strictly for reference. Notification of the Office of the Securities and Exchange Commission No. Sor Nor. 87/2558 Re: Rules, Conditions, and Procedures for Management of Retail Funds, Mutual Funds for Accredited Investors, Mutual Funds for Institutional Funds, and Private Funds ______________________ By virtue of Clause 6, Clause 8, and Clause 9 of the Notification...

unitholders’ decision making in the written request for a resolution or the written notice of the meeting, whichever the case may be. In case of the execution of a transaction under the second paragraph of

rules: (1) send a written request for the resolution of the unitholders or call a meeting of the unitholders; (2) provide sufficient information for the unitholders’ decision making in the written request

and loyalty for the interest of the unitholders including acting in compliance with the law, the fund project, the commitment between the unitholders and the management company and the resolution of the

and loyalty for the interest of the unitholders including acting in compliance with the law, the fund project, the commitment between the unitholders and the management company and the resolution of the

unitholders and the management company and the resolution of the unitholders. Clause 6 A management company shall establish a system for the administration and the management of a fund which covers at least the

- connected persons 09/12/2021 17:03 Warehouse Rental Transaction with Related Persons 03/11/2021 17:02 Approval for the sale of land (Additional) 02/11/2021 17:03 Approval for the sale of land 11/08/2021 18:51

SEC has amended the procedure to make it easier for asset management companies to seek a unitholders’ resolution to revise or modify a mutual fund project and its management procedure by

investment decisions.  Concurrently, the SEC has revised regulations related to determination of fees collected from licensed businesses in accordance with the resolution of the SEC Board Meeting No. 15/2565

information, and proposed the agenda item to a shareholders meeting to seek approval of such transaction. The NCL Board of Directors Meeting No. 2/2567 dated 27 February 2024 therefore passed a resolution to