Determination of Form and Procedure of Application and Form of License for Undertaking Securities Business Pursuant to the Ministerial Regulation Concerning Granting of Approval for Undertaking
, 2017 according to the regulation of The Stock Exchange of Thailand as follows 1. Total sale revenue and service was 203.38 million Baht, decreased 580.51 million Baht or 74.06% from the same period last
Rich Asia Corporation Public Company Limited and subsidiaries would like to clarify the results of the quarter ended June 30, 2017 according to the regulation of The Stock Exchange of Thailand as follows
controlling a outsourcing operation. Compliance Guideline 1. Service provider selection · Determine regulation for selection a service provider and select the provider which have a operational procedure careful
condition. Compliance Guideline 1. operational procedure determining o Providing a written procedure or compliance guideline for operational system development or alteration which having the regulation
Digital Asset Business Registered Person Secondary Market and Related Entities Enforcement Class Action Prevention of Unfair Securities Trading Practices Discussion Rule Making Process Handbooks / Best
Digital Asset Regulation: the Thai SEC’s Impact on Financial Innovation” at Block Mountain 2025: “Spark the Future: Explore Web 3.0 Experience” event. As a guest speaker, the SEC Director highlighted the
In October 2024, the SEC conducted a hearing to gather comments from the public and stakeholders on the draft amendments to the IT Regulation and Guideline. Feedback and suggestions from
market. The consultation paper is available at thaibma.or.th/EN/Rule/PublicHearing/PublicHearing07112024.aspx. Stakeholders and interested parties are welcome to submit comments and suggestions on
emphasized the SEC's primary roles in regulation and development to enhance the competitiveness of businesses and capital market stakeholders, as well as to strengthen trust in the capital market with