134-1 (Application for an Approval of Private Fund Manager or Registration of Private Fund Manager who manage Provident Fund 22. Report/Form (Notification of Securities and Exchange Commission) Form
01/03/2017 2. Notification of the Securities and Exchange Commission KorThor. 7/2547 Re: Registration of Derivatives Business Operator in the Category of Derivatives Broker and Derivatives Dealer
period of time specified by the Capital Market Supervisory Board as follows : 1. financial statement for the year 2016 2. annual registration statement for the year 2016 3. annual report for the
Exchange Commission OrNor. 3/2544 Re: Registration of Persons Qualified to Be a Mutual Fund Supervisor (codified as of 09/03/2004) (Synopsis) 19/03/2001 6. Report/Form (Notification of Securities and
://publish.sec.or.th/nrs/10175s.pdf; (4) Notification of the Office of the Securities and Exchange Commission No. Sor Mor. 7/2567 Re: Determination of Fees on Filing of the Registration Statement, Registration and
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from submitting a registration statement and draft prospectus under the Notification of the Securities and Exchange Commission concerning Exemption from Submitting a Registration Statement for Offer for
whose home exchange is a foreign exchange shall comply with the provisions related to the approval under Chapter 2 of Part 2 and the provisions related to the filing of the registration statement under
Effective Date 1. Act Securities and Exchange Act 2535 230 12/03/1992 16/05/1992 2. Notification of the Securities and Exchange Commission Rules and Procedures for Applying for License and Registration