spreading further: 1. Bond mutual funds: BOT has set up a special facility to provide liquidity for mutual funds through commercial banks. Commercial banks who purchase investment units of high-quality
protection of investors’ rights in accordance with the relevant regulations governing the forms and risks of the investment products. The amendments also provide more flexibility and efficiency in meeting
increase as agreed, which might lead to the company’s business downsizing or termination, the Securities and Exchange Commission (SEC) has, on the same day, notified Zipmex, in writing, to provide
objective only to risk management. The draft regulations aim to provide investors with more variety of investment alternatives and promote new income channels for securities companies as well as increase
eliminate private fund's custodian reporting requirement as the custodian does not value the assets on mark to market basis. In order to provide investors with more accurate information on the fund's asset
eliminate private fund?s custodian reporting requirement as the custodian does not value the assets on mark to market basis. In order to provide investors with more accurate information on the fund?s asset
prescribed. The proposal includes rectification period, restriction of business operations during rectification period and undertakings in case of failure to rectify. The proposed rules will provide more up-to
Bangkok, July 23, 2014 ? The SEC will put into effect regulations on depositary receipts (DRs) by the third quarter of this year to provide investors with more investment alternatives. Vorapol
capital market system and will provide more up-to-date and practical framework. The consultation paper is available on www.sec.or.th. Stakeholders and interested parties are welcome to submit comments
requirements applicable to them. Under the proposed revision, for example, the operators will have to provide unprejudiced advice, supervise the approved contact person giving advice through any media or