Capital Fund Management Derivatives Fund Manager Business Executives/Major Shareholders/Fund Manager/Mutual Fund Supervisors/Custodians/Auditors Securities Brokerage Securities Dealer Securities Underwriter
Qualified Persons Acting As Fund Supervisors of Mutual Funds (No. 2). *** Ultra-High Net Worth (UHNW) Investor Funds refer to (1) mutual funds for institutional investors or ultra-high net worth investors
house, as the case may be. Clause 3. In proposing regulations of a derivatives exchange or a derivatives clearing house for approval of the Capital Market Supervisory Board, the derivatives exchange or
/News_Detail.aspx?SECID=10275 SEC amends ETF regulations to expand varieties for investors and enhance competitiveness of asset management companies (AMC), the SEC conducted a public hearing in November, proposing
in November, proposing the principles and draft notifications for the amendments to https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=10499 SEC imposes penalties on AEC and its executives and
management companies that manage property funds or infrastructure funds, trust managers and trustees SEC is proposing to amend the regulations on the capital requirements for asset management companies that
managers and trustees SEC is proposing to amend the regulations on the capital requirements for asset management companies that manage property funds or infrastructure funds, trust managers and trustees of