TRANSLATED VERSION As of August 27, 2014 Readers should be aware that only the original Thai text has legal force and that this English translation is strictly for reference. 37 Notification of the Capital Market Supervisory Board No. TorThor. 35/2556 Re: Standard Conduct of Business, Management Arrangement, Operating Systems, and Providing Services to Clients of Securities Companies and Derivatives Intermediaries _____________________________ By virtue of Section 16/6 and Section 113 of the Sec...
the committee [according to Clause 37] for considering facts and evidence and proposing opinions on such matter [back to the SEC Office]. In this regard, if the committee wishes for the person under
) deliver facts and elucidation (if any) of the person under consideration to the committee [according to Clause 37] for considering facts and evidence and proposing opinions on such matter [back to the SEC
. 13/2018 and the Board of Directors’ Meeting No. 2/2019 have resolved to approve the investment in S-TREK, there are facts and events occurring during the period of proposing such matter to the 2019
Directors’ Meeting No. 13/2018 and the Board of Directors’ Meeting No. 2/2019 have resolved to approve the investment in S-TREK, there are facts and events occurring during the period of proposing such matter
consideration to the committee [according to Clause 37] for considering facts and evidence and proposing opinions on such matter [back to the SEC Office]. In this regard, if the committee wishes for the person
regulations, it shall be deemed that the Capital Market Supervisory Board grants approval of said rules or regulations. Clause 38 When proposing rules or regulations for approval of the Capital Market
of the applicant’s board of directors for proposing the appointment of such person as the independent director. Clause 32 An applicant shall provide at least 3 persons to be audit committee, which
1 แบบแสดงรายการขอ้มลูการเสนอขายหลักทรัพย ์ (แบบ 69-ASEAN) แบบแสดงรายการขอ้มลูการเสนอขายหลักทรัพย ์ กรณีบรษัิทไทยเสนอขายหลักทรัพยใ์นไทยและประเทศกลุม่อาเซยีนพรอ้มกนัหรอืในเวลาใกลเ้คยีงกนั Registration Statement for Thai-incorporated Company to offer for sale of securities in Thailand and ASEAN member country simultaneously or in proximate period (ชือ่บรษัิททีเ่สนอขายหลักทรัพย)์ (Commercial Name of the Issuer) - ใหร้ะบลุกัษณะทีส่ าคญัของหลักทรัพยท์ีเ่สนอขาย เชน่ ประเภทหลกัทรัพย ์จ านวน ราคาเสนอขายต...
all respects. - Compliance with the rules on acquisition and disposal of assets and connected transaction Currently, the company is proposing to the shareholders' meeting to consider and approve the