ทรัพย์ประเภทอื่น (activate license) อย่างไรก็ตาม การจะได้รับอนุญาตหรือไม่เป็นดุลพินิจของสำนักงานในการพิจารณาตามเกณฑ์ fit&proper ด้วย หมายเหตุ : (ปรับปรุงข้อมูลล่าสุด 21

protection Customer (KYC), fit and proper personnel, standard sales process, management of customers’ digital assets and related data, and capital adequacy. There are also new provisions about the

strengthen investor protection Customer (KYC), fit and proper personnel, standard sales process, management of customers’ digital assets and related data, and capital adequacy. There are also new provisions

protection Customer (KYC), fit and proper personnel, standard sales process, management of customers’ digital assets and related data, and capital adequacy. There are also new provisions about the

ensure proper discretion;(2) Human resources (HR): Deficiencies were persisted in some audit firms concerning inappropriate human resources allocation and inappropriate performance evaluation criteria

sales compared to the same period of 2018 which has cost of sales 767.27 million baht or 88.70% of sales due to proper product management and effective resulting in reduced cost of sales. - Selling and

effective upon proper submission of the Form to the SEC Office. We acknowledge that the application for cancellation via this Form shall be submitted to the SEC Office according to the methods and procedures

effective upon proper submission of the Form to the SEC Office. We acknowledge that the application for cancellation via this Form shall be submitted to the SEC Office according to the methods and procedures

to enable proper functioning of SOQM? 2 How does the firm manage the information system (including the use of paper-based and electronic forms) to ensure that it https://www.sec.or.th/TH/Documents

custody. Additionally, funding portals acting as a bondholders’ representative are required to meet and maintain proper financial qualifications; and           (3)  Allowing securities companies licensed