Mr. Tanawat Sutuntivorakoon Mr. Tanawat Sutuntivorakoon, a Chief Executive Officer of a digital asset broker called Bitazza Company Limited ("Bitazza"), has been responsible for the

Limited has not paid the fine. The case is in the process of inquiry by the inquiry official. SEC Act S.33 Criminal Complaint Filed with an Inquiry Official Dated 06/09/2016

misleading about financial condition, business operation, the price of securities statement related to 12 listed companies that are AEC Securities Public Company Limited ("AEC"), B.Grim Power Public

Mr. Surasak Chuntori On August 22, 2012, Mr. Surasak Chuntori purchased 75,000 ordinary shares of Siam Global House Public Company Limited (“GLOBAL”) through the securities trading account of Mr

Mr. Ekkamon Chuntori On August 22, 2012, Mr. Ekkamon Chuntori aided and abetted Mr. Surasak Chuntori in purchasing 75,000 ordinary shares of Siam Global House Public Company Limited (“GLOBAL

CL Fund Management Limited Between August 10, 2021 and December 1, 2022, CL Fund Management Limited ("CL") —at the time of the wrongful act, the company was operating under the name Asia

Mr. Atiwat Khetpiboolchai Mr. Atiwat Khetpiboolchai, an authorized director of Ektech Corporation Company Limited was responsible for the company's operations. His failure to perform the

Ms. Nongnuch Saklong Ms. Nongnuch Saklong, an authorized director of TAB Trading Company Limited was responsible for the company's operations. Her failure to perform the required duty of her

Mr. Boonluea Srichana Mr. Boonluea Srichana, an authorized director of BANFANG TRADING Company Limited was responsible for the company's operations. His failure to perform the required duty of

Ms. Walliya Kanchanaphongkit Ms. Walliya Kanchanaphongkit, an authorized director of KACHAVET Company Limited was responsible for the company's operations. Her failure to perform the required