clients are able to bring a dispute into the arbitration procedures when they do not agree with complaint handling process made by securities and derivatives companies. The revision also includes abolishing

Bangkok, April 1, 2013- The SEC permits the 51th- 100th shares in the SET100 Index as underlying securities for Derivative Warrant (DW) and revises the process of DW issuance and offering to

shares, equaling to approximately 25.06% of the enlarged share capital (the “Tender Offer”) at the price of INR 36 per share, and shall report back to SET on completion of the Tender Offer process. Please

33.9 mil. baht to 27.1 mil. baht due to no income from Bangna warehouse in which the process of getting new tenant is in progress. Dividend income from investment and interest income maintained at the

on 13 March 2020, SEC has already approved 17 such SSFs established by 13 asset management companies. “SEC has expedited the approval process to make sure that IPO of this special SSF can begin on 1

enhance the speed and efficiency of the trading process of corporate bond. Currently two companies have issued and offered corporate bonds for sale using the blockchain system of ThaiBMA, namely (1

At present, the interest in mutual funds with features related to sustainability factors such as environmental, social, and governance (ESG) has gained traction globally in the past few years. The

to make comments at the website or e-mail: piyaruj@sec.or.th until 13 March 2019.  _____________________________ Remark:*crowdsourcing is a process that brainstorms from a majority of people toward an

example, algorithm or computer coding has been used in the process of investment analysis, advice, and investment decision-making. Therefore, it could lead to new services offering and help investors to

Bangkok, April 19, 2016 ? The SEC is seeking public comments on draft amendments to the rules governing public offering of newly issued shares to streamline the process and promote cost effectiveness