SEC office within January 7, 2021 and February 27, 2023, depending on circumstances. However, Mr. Winai Teawsomboonkij prepared and disclosed the report (Form 59) to the SEC office on September 9, 2025

. Somsak prepared and disclosed the report (Form 59) to the SEC office on April 1, 2021 which means Mr. Somsak failed to prepare and disclose the report within the period specified in the notification of the

and Febuary 1,2021. However, Mr. Suksan prepared and disclosed the report (Form 59) to the SEC office on March 26, 2021 which means Mr. Suksan failed to prepare and disclose the report within the

holding securities and the changes to such holdings (Form 59) between July 7, 2021 and October 8, 2024, depending on circumstances. However, Mr. Buntoeng prepared and disclosed the report (Form 59) to the

prepare and submit On-Going Capital Requirement (CAR report) of November 2022 within DECEMBER 8, 2022 However, FL prepared and submitted the On-Going Capital Requirement (CAR report) of November 2022 to the

, 2023 However, FL prepared and submitted the Complaint report of Q2/2023 to the SEC Office on JULY 18, 2023 later than the period specified by the law. On March 11, 2025, the Criminal Fining Committee

Securities Brokerage : Investment Units, had duties to prepare and submit the financial statement for first period of six months of the year 2023 within October 2, 2023 However, FL prepared and submitted the

compliance unit (Head of Compliance) to the SEC through a system prepared on the website of the SEC Office within May 12, 2023. However, FL reported the discontinuation of such a person on May 16, 2023. On

compliance unit (Head of Compliance) to the SEC through a system prepared on the website of the SEC Office within May 13, 2023. However, FL reported the appointment of such a person on March 7, 2023. On

Group Lease Public Company Limited Group Lease Public Company Limited, a securities issuer, prepared and submitted the inaccurate audited financial statements for the year 2020 and the management