Bangkok, January 23, 2013 - The SEC imposed a two-month suspension on {A}, a securities investment consultant of SCB Securities Co., Ltd., effective from January 23, 2013.The SEC received a report
against Mr. Pakorn in the Civil Court, seeking the imposition of civil sanctions requiring him to pay a total amount of 26,888,036.48 baht plus interest, together with a suspension from trading securities
1,000,000.00 Baht - a suspension of securities and derivatives trading between 07/03/2024 and 06/04/2026 - a bar from serving as a director or
;- a suspension of securities and derivatives trading between 21/03/2024 and 20/03/2026 - a bar from serving as a director or executive in a securities issuing company
penalties determined by the Civil Penalty Committee as follows : - a civil monetary penalty of 500,000.00 Baht - a suspension of securities
suspension of securities and derivatives trading between 10/04/2024 and 09/10/2024 - a bar from serving as a director or executive in a securities issuing company between 10/04
; - a suspension of securities and derivatives trading between 06/06/2024 and 05/01/2025 - a bar from serving as a director or executive in a securities
; - a civil monetary penalty of 53,162.00 Baht - a suspension of securities and derivatives trading between 22/04/2024 and 21/06/2025
- a civil monetary penalty of 500,000.00 Baht - a suspension of securities and derivatives trading between 09/07/2024 and 08/09/2025
; - a civil monetary penalty of 500,000.00 Baht - a suspension of securities and derivatives trading between 09/07/2024 and 08/09/2025