intermediary. “branch office” means a branch office of an intermediary, no matter which form is, for providing services, whether all or some parts, to clients as permitted by its license and being which one of
intermediary, no matter which form is, for providing services, whether all or some parts, to clients as permitted by its license and being which one of the following offices: (1) domestic branch office; (2
) being a loan for trading or exchanging of securities with a securities company or a foreign financial institution which is permitted to provide services of such transactions under the law of the country
for trading or exchanging of securities with a securities company or a foreign financial institution which is permitted to provide services of such transactions under the law of the country where such
Investment and Securities Analyst (CISA) or any other equivalent certificates as approved by the Office, or 3. Being permitted by a foreign capital market regulator, which is accepted by the Office, to perform
Chartered Financial Analyst (CFA) or Certified Investment and Securities Analyst (CISA) or any other equivalent certificates as approved by the Office, or 3. Being permitted by a foreign capital market
approved by the Office, or (c) being permitted by a foreign capital market regulator, which is accepted by the Office, to perform the duties similar to fund manager. Clause 8. Any person to be approved to be