communication, and (4) the oversight of fund products and duty performance of selling agents. The consultation paper is available at www.sec.or.th/hearing. Stakeholders and interested parties are welcome to
region. The ASEAN Audit Regulators Group?s (AARG) 5th Annual Meeting was held in Kuala Lumpur from June 15-16, 2015.Hosted by Audit Oversight Board (AOB), Securities Commission Malaysia, the meeting was
region. The ASEAN Audit Regulators Group?s (AARG) 5th Annual Meeting was held in Kuala Lumpur from 15-16 June 2015.Hosted by Audit Oversight Board (AOB), Securities Commission Malaysia, the meeting was
100.0 100,000 100.0 Page 3/5 4. The Board of Directors approved a resolution to buy the shares in KTMS from Ms. Kanjana Pongpatanadecha in order to eliminate conflict of interest in the amount of 55,000
eliminate the Conflict of interest of Ms. Kanjana Pongpatanadecha, spouse of major shareholder and managing director of the Company, currently hold the shares in subsidiary company exceed 10.0 percent, which
with a conflict of interest with SKFM and in turn such foreign fund invested in another foreign fund with a conflict of interest and so on and so forth in subsequent sequences. As a result, the clients
resulted from AM?s increased financial cost. Risk from conflict of interest must also be observed as AM will become GJS indirect major shareholder and will have conflict of interest in decision making on
investors.The persons performing the duty must monitor and oversee undertakings that may cause a conflict of interests to the unitholders, including undertakings that may be characterized as unfairness to the
efficiency of fund establishment. The waiver may be granted if there is no effect on Thai investors and without conflict with host jurisdiction regulations on investor protection, such as determination of
voting right, excluding those with a conflict of interest.