In case a unit offeror has failed to comply with the rules as prescribed in this Notification, the unit offeror shall comply with one or many of the following acts ordered by the SEC Office: (1) cease
Jor. 44/2559 Re: the Application and Approval on Offer for Sale of Structured Notes (No. 2) dated 12 October 2016 (effective on 16 November 2016). 8 Clause 11 If any one of the following characteristics
with such investment targeting to ultimately enhance the Company’s growth planned to complete within the 1st quarter of 2018. It has been, however, decided to cease the study of one project on Ram Indra
control and information technology security as specified in the notification of the SEC Office. Clause 8. Derivatives broker shall arrange to have independent director of at least one out of four directors
broker shall arrange to have independent director of at least one out of four directors 7 In case of the death of independent director, resign or terminate by the SEC office or where Derivatives broker is
broker shall arrange to have independent director of at least one out of four directors 7In case of the death of independent director, resign or terminate by the SEC office or where Derivatives broker is a
the application for the establishment of the fund within one hundred and sixty days from the date when the SEC Office receives accurate and complete the application and evidentiary documentation
establishment of the fund within one hundred and sixty days from the date when the SEC Office receives accurate and complete the application and evidentiary documentation according to the Licensing Manual for the
general, or the investors may not have received correct or sufficient information to support their investment decision making. Clause 13 If any one of the following characteristics is met, the SEC Office