SEC plans to review the operation system that the securities business operators and derivative contract business operators have adopted for some time in the operation and provision of services in
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Company Limited, and (10) Asia Pacific Drilling Engineering Company Limited. It was revealed from the findings that those afore-mentioned persons had colluded to provide or consented to the provision
capital market to focus on offering financial advisory and planning services that can be accessed by a wider public at a low cost. ” SEC joins with business operators in the capital market from consulting
management company shall submit an application for an approval to the Office to amend mutual fund management scheme to comply with the provision of this notification before offering to sell investment units at
the provision of this notification before offering to sell investment units at the first time; (2) In the case of already offered to sell investment units to the public, but not registered as a mutual