complex instrument type 2 suspended for two months, effective from 21 October 2019. --------------------------- *Investment consultant on complex instrument Type 2 means an investment consultant

regardless of textual matters, pictures, sounds, signs or any symbol, and whether making through medias or any device. “ sale promotion ” means providing incentive gifts, rights or other benefits to a client

fund management; “fund scheme” means a mutual fund investment scheme; “obligation” means the obligation between the unit holders and the management company; “selling agent” means a person who is assigned

Reporting Person : - | Type of securities : - | Date of reporting obligation : 13/10/2016

Reporting Person : - | Type of securities : - | Date of reporting obligation : 05/02/2018

Reporting Person : - | Type of securities : - | Date of reporting obligation : 13/02/2019

Reporting Person : - | Type of securities : - | Date of reporting obligation : 15/05/2002

Reporting Person : - | Type of securities : - | Date of reporting obligation : 15/01/2004

Reporting Person : - | Type of securities : - | Date of reporting obligation : 11/01/2005

Reporting Person : - | Type of securities : - | Date of reporting obligation : 17/01/2006