comply with relevant rules and regulations as well as submit information and clarify matters clearly and completely as specified by the SEC and the SET.Information to be submitted and clarified by POLAR
credibility to Thai capital market system significantly, this Notification is stipulated with the objective to be standard of business operation which the intermediary shall comply with. In this regard, the
objective of each client . “ investment analyst ” means a person providing investment consultation to investors and being allowed to analyze investment, relating to the value and appropriateness for trading
order to specifically plan and provide investment consultation on capital market product in line with the risk tolerence and the investment objective of each client. “investment analyst” means a person
association related to securities business which is licensed by and registered with the SEC Office with the objective to promote and develop 3 Repealed by the Notification of the Capital Market Supervisory
from the SEC Office; (18) “ association ” means an association related to securities business which is licensed by and registered with the SEC Office with the objective to promote and develop securities
, such information shall be revised and updated completely before cancellation of the suspension thereof; (5)( In cases where the value, method or procedure for executing transactions, making payments or
updated completely before cancellation of the suspension thereof; 1 The Association means: (1) an association relating to a securities business, of which objectives is for promoting and developing