operators warnings regarding client asset keeping on their websites and applications.The SEC views that digital asset investors should receive notifications in order to be aware of and able to use or store

SEC is proposing to codify and revise notifications prescribing rules on the operating systems and service provision of securities companies and derivatives business operators to be more

Offering for Sale of Units of Foreign Collective Investment Scheme dated 17 January 2018, the SEC Office hereby issues the following regulations: Clause 1 The following Notifications shall be repealed: (1

regard, SEC has reviewed regulations on the operation of investment management business as prescribed in two notifications by applying the guidelines of the Regulatory Guillotine scheme to ensure

technology risks; (2) monitor and analyze potential risks to computer systems relating to trading services with respect to derivatives by recording and maintaining usage information and log files. Chapter 4

fund supervisors No. Nor Jor. ( Wor) 6/2564 Re: Delivery of copies of notifications and clarificatory notes to the cross-border offering of funds between Hong Kong Special Administrative Region of the

brokerage, securities dealing or undertaking of investment units All mutual fund supervisors No. Nor Jor.(Wor) 6/2564 Re: Delivery of copies of notifications and clarificatory notes to the cross-border

fund supervisors No. Nor Jor. ( Wor) 6/ 2564 Re: Delivery of copies of notifications and clarificatory notes to the cross-border offering of funds between Hong Kong Special Administrative Region of the

Public Company Limited which is offer to sale the debenture ALL242A and ALL252A, failed to comply with the rules, conditions, and procedures specified in the notifications of the Capital Market Advisory

without a doubt. Clause 18 In taking the actions under Clause 16 and Clause 17, a derivatives clearing house shall examine and ensure that its staff strictly complies with the applicable notifications and