) and (2) of the Notification No. TorThor/Nor/Khor. 37/2553. The SEC therefore suspended her from duty as approved capital market investment consultant for six months. As for {C} and {D}, they had

violation of the Notifications of Capital Market Supervisory Board concerning personnel in the capital market*. The SEC, therefore, suspended Bantherngsak from his duty as the approved securities investment

capital market*, the SEC therefore suspended {A} from her duty as the approved capital market investment consultant for 2 months. Taking into account that {A} had already been suspended by her employer; the

his duty as the approved capital market investment consultant for 8 months. Taking into account that Atthapol had already been suspended by his employer for 15 days; the suspension imposed by the SEC

Notifications of Capital Market Supervisory Board concerning personnel in the capital market*. The SEC therefore suspended {A} from his duty as the approved capital market investment consultant for 6 months

Capital Market Supervisory Board concerning personnel in the capital market*. The SEC, therefore, suspended {A} from his duty as the approved securities investment consultant for a month and 10 days

approved the principles for amending the definitions of institutional investors to appropriately encompass capital market business operators and personnel, while also broadening the investment capital

account or submit trading order via the internet with the IP address of securities firm. **Details of sanctions are as follows: 1. Suspended Ashiya Ashiyakul from his duty as the approved capital market

as follows: 1. Suspended {A} from his duty as the approved capital market investment consultant for 11 months. Owing to the fact that the approval period remains until December 31, 2015, the approval

with the Notification of the Securities and Exchange Commission regarding Determination of Types of Financial Services of Person Approved to Participate in Regulatory Sandbox to Experiment and Develop