securities (securities company and commercial bank with securities underwriting license) know individual client before selling client any product through suitability test. The test will be beneficial to

alternative assets such as gold mutual funds and investment in derivatives other than hedging purpose, management companies may choose to control the permissible investment proportion at individual level. In

receiving appropriate level of protection. AI comprises (1) institutional investor* such as commercial bank, mutual fund, provident fund and (2) investors with high net worth, which means (i) an individual

mechanisms and regulation. The following Code of Conduct Fundam 4 These measures are the fundamentals which should be included in individual CRA codes of conduct, and the elements contained in the IOSCO CRA

a different view from the decision of the Court of First Instance in the matter of facts and the matter of law; therefore, the Company will exercise the right to appeal such decision; - deferred tax

Company Limited (“Company”) would like to notify the resolution of Board of directors’ meeting no.6/2019 held on 13 August 2019. The Board resolved the matter as follow; Connected transaction The Board of

resolved the matter as follow; Connected transaction The Board of director approved to rent the office area from Tang Mong Seng Holding Company Limited which located at 1168/ 68- 69 Floor 24 Lumpini Tower

the matter of facts and the matter of law; therefore, the Company will exercise the right to appeal such decision; - deferred tax of the Company and its subsidiaries of 75 million Baht, resulted in the

report and financial information of the Office; (3) coordinating with the Office of the Auditor General of Thailand in the matter of auditing the financial https://www.sec.or.th/EN/Documents

dilution, is crucial for their decision making.    The SEC has therefore ordered MORE to clarify the facts and provide rectifying measures in the matter.   2. MORE disclosed that the purpose of the capital