the form of outsourcing or partnership. In this regard, the partnership-based business operation guidelines must be improved from the SEC circular in this matter. SEC has therefore proposed issuance of
, however, there is any matter that SEC Board has not specifically specified, then the provisions under the Trade Association Act will be applied mutatis mutandis; (2) Provision that will
consideration the supervisory costs, industry competitiveness, burdens to intermediaries, and simplified methods of fee calculation. The two draft notifications regarding the aforesaid matter are expected to come
matter to ensure that the investors will have accurate and clear information for investment decision-making. Meanwhile, investors are urged to follow up the company?s clarification and take precaution in
2026), the SEC has determined that the matter does not constitute a case involving special necessity or urgency as prescribed by law. Accordingly, the SEC has extended the public hearing period to 30
such persons have breached or failed to comply with the regulations prescribed by the Seock Exchange or the derivatives exchange and such regulations is the same matter under this Chapter, and the Stock
an investment management business. The amendments aim to prevent the use of the initial public offering channel as a regulatory arbitrage tool. The public hearing on this matter was completed in May
Governance Promotion Initiative in Celebration of His Majesty the King’s Coronation ("Celebration of His Majesty the King’s Coronation Initiative"); 2. Strategic plan and budget requests; 3. Hearings/seminars
environmental, social and governance (ESG) principles are taken into consideration for sustainable growth of Thailand, at the SEC Office on 30 October 2023.
The webinar was part of the action plans under the Strong Securities Issuers project initiated by the SEC in 2022, with the objective of enhancing good governance of securities issuers and