addition, the company market share increased from 4.34% to 6.69% compare to the same period last year. 2. The Consolidated and the separated statements recorded Baht 42.89 million as fees and service income
, the company market share increased from 3.36% to 6.87% compare to the same period last year. 2. The Consolidated and the separated statements recorded Baht 16.99 million as fees and service income
increase of trading credit lines of several clients who submitted incomplete financial documents, or whose financial condition was materially inconsistent with their financial transactions, or whose
investment consultants: revoking approval of Auracha Vachirakulthon as securities investment consultant for 10 years, starting from December 22, 2015, and suspending approval of {B} and {C} as capital market
Patcharee Thuttumrongchai as capital market investment consultant for six months and one month, respectively, starting from December 25, 2015. The SEC?s further inspection has revealed several defective core
. 27 Notification of the Capital Market Supervisory Board No. Tor Lor Thor. 8/2557 Re: Rules on Personnel in the Capital Market Business ____________________________ By virtue of Section 16/6 and Section
. Notification of the Capital Market Supervisory Board No. Tor Lor Thor. 8/2557 Re: Rules on Personnel in the Capital Market Business ____________________________ By virtue of Section 16/6 and Section 113 of the
conjunction with Clause 11 and Clause 12 of the Notification of the Capital Market Supervisory Board No. Tor Thor. 32/2559 Re: Rules, Conditions, and Procedures for Operation of Securities Clearing Houses and
หมาย/การคำนวณ 1. เงินของลูกค้า (cash balance) จำนวนเงินของลูกค้าที่วางไว้ในบัญชีมาร์จิ้นที่คงเหลืออยู่ ณ ขณะใดขณะหนึ่ง 2. หลักประกัน : 2.1 ประเภทหลักทรัพย์ (long market value = LMV) มูลค่าตลาดของหลัก
Industry and Competition 2 1.3 Regulatory Changes 2 2. Risk Management and Risk Factors 6 2.1 Credit Risk Management 6 2.2 Market Risk Management 6 2.3 Liquidity Risk Management 7 2.4 Other Risks Management