offences regarding market misconduct, and introducing civil penalty as an alternative sanction. Assistant Secretary-General Sakkarin Ruamrangsri said: ?The nature of market misconduct has become more
company, asset management company and commercial bank that sells investment units and market professionals such as investor contact, securities analyst, investment advisor and financial planner as well as
[Translation] SorGor. 77/2561 September 28, 2018 Subject : Notification of the Board of Directors’ Resolutions on Appointment of the President of the Bank and the Connected Transaction To : The
The Securities and Exchange Commission (SEC), represented by the Capital Market Education Department, in collaboration with the Fiscal Policy Office (FPO), the Deposit Protection Agency (DPA), and
The Securities and Exchange Commission (SEC), represented by the Capital Market Education Department, in collaboration with the Fiscal Policy Office (FPO), the Deposit Protection Agency (DPA), and
The Securities and Exchange Commission (SEC), represented by Ms. Sarica Apiwatthakakul, Director of the Capital Market Education Department, in collaboration with representatives from the Fiscal
สนับสนุนการออกตราสารหนี้ยั่งยืนและการพัฒนาเครื่องมือทางการเงินประเภทใหม่ ๆ ทั้งนี้ การเสวนาดังกล่าวจัดโดย Asian Development Bank (ADB) มีผู้แทนจาก International Capital Market Association (ICMA) Ministry Of
Bangkok, August 14, 2014 ? Vorapol Socatiyanurak, SEC Secretary-General revealed that the Capital Market Supervisory Board approved the streamlining of structured notes regulations to boost
of OSK Investment Bank Berhad, Malaysia (OSKIB) in purchasing shares of BSEC from BFIT with the offer price significantly higher than the market price, thus requiring OSKIB make a tender offer for
Mr. Chansak Fuangfu On December 13, 2019, Mr. Chansak Fuangfu a Director and Senior Executive Vice President of Bank Public Company Limited has changed his securities holding. In this regard, Mr