until the expiry date of their respective approvals, and will not accept their future application for approval as personnel in the capital market business for the remaining period of the 12-month
Market Association (ThaiBMA). In the case where the existing issuers intend to roll over the outstanding non-investment grade bonds**, the SEC will grant a temporary exemption of application filing to such
market*, the SEC therefore set the period for acceptance of his re-application for approval as capital market personnel for 15 days. Having considered that {A} had already been suspended by his employer
products Type 2 (IC complex 2**) and specified a period, during which her resubmission for an application for an approval as a capital market business personnel would not be accepted, for nine years and
Pracheenburi, are now listed on the Market for Alternative Investment (mai), and five companies are in the process of filing of application and are waiting to list.?Mr. Payungsak Chartsutipol, Chairman of F.T.I
application for approval of issuance for sale of bonds or bills within the last working day of December 2013 will receive fee exemption from the SEC and Thai Bond Market Association.?We are seeking
Bangkok, January 12, 2015 ? The SEC imposed suspension on {A}, a former capital market investment consultant of Maybank Kim Eng Securities (Thailand) Plc., for failure to disclose specific risk of
Clause 5 of the Notification of the Capital Market Supervisory Board No. TorChor. 34/2551 Re: Application for and Approval of Offer for Sale of Newly Issued Share Warrants and Underlying Shares dated 15
Capital Market dated June 3, 2014, which would be subject to revocation of an approval as fund manager and setting the period for acceptance of re-application for approval as capital market personnel for
Bangkok, 17 August 2016 - The SEC has suspended two capital market investment consultants, namely {A} for making unauthorized trading decisions, and {B} for giving investment advice without any