Capital Asset Management Co., Ltd. 6) Xspring Asset Management Co., Ltd. 7) Treasurist Mutual Fund Brokerage Securities Co., Ltd. 8) Avenger Planner Investment Advisory Securities Co., Ltd. 9
Trading plans without being regarded as carrying out the securities business of private fund management or derivatives fund management, respectively. These rules have been in effect from 16 May 2019
Bangkok, January 26, 2016 ? The SEC has revised several regulations concerning investment policies of mutual funds and provident funds (PVD) to enhance flexibility and compliance with international
Bangkok, April 9, 2013 ? The SEC will facilitate existing property funds (Type 1 property fund) to convert themselves into Real Estate Investment Trusts (REITs) to enhance the private sector?s
, promote the ICO issuer’s awareness and responsibility over project management for the benefit of digital token holders, as well as enhance confidence in both fundraising and investment through ICOs. The SEC
responsible business behavior and climate accountability. All stakeholders in the capital market, both listed companies and financial intermediaries such as securities companies and asset management
This seminar aimed to promote listed companies’ awareness of the importance of the Three Lines of Defense in fostering good corporate governance. It also sought to enhance the understanding of
areas to enhance investor protection; for example, running public information campaigns to raise awareness about class-action litigation as a way to protect investors’ rights, improving the investor
becoming a publicly traded company. Participated business with potential to be qualified to go public will be advised by financial advisor and auditor to help restructure its organizational management to be