respondents, SEC has allowed more types of businesses within the four business groups to participate in a regulatory sandbox, as follows: (1) Intermediaries, i.e., securities investment advisory service
practices within the DA industry. On 15 August 2023, the SEC Board Meeting No. 13/2566 gave its initial approval to the proposed amendments. The proposed amendments contain the following essences: (1
test result to the SEC office within http://market.sec.or.th/public/idisc/en/Enforce Settlement Committee Order No. 25/2020 Dated 02/09/2020 Krungthai Asset Management Public Company Limited Krungthai
funds which includes plain vanilla funds and passive ETF. Both regulators are expecting to conclude the discussion and sign the MoU within the second quarter this year before cross-border offerings
the audit within 30 days.On 20 June 2017, EARTH disclosed information through the Stock Exchange of Thailand (SET) Electronic Information System that it had defaulted on the bills of exchange (B/E) and
maintain net capital in compliance with the governing law and its inappropriate and insufficient management structure and personnel, Zipmex may be liable to offenses related to client assets, which may
complete its consideration on the request under clause 4 within fifteen working days as from the date the Office has notified the management company in writing that the Office has received complete documents
related with the management company. Clause 6. The Office shall complete its consideration on the request under clause 4 within fifteen working days as from the date the Office has notified the management