Board concerning Rules on Personnel in the Capital Market Business. Clause 24 In cases where an intermediary being a distribution channel of any government bond or bond guaranteed for principal and
the Notification of the Office of the Securities and Exchange Commission concerning Additional Rules for Mutual Fund Investing in Derivatives and Credit Linked Notes; (c) investment units of a mutual
Commission concerning Additional Rules for Mutual Fund Investing in Derivatives and Credit Linked Notes; (c) investment units of a mutual fund of which the returns calculation is made in a complicated way
determine the currency conversion, as well as the basis for that determination. 7. Where not all of the debt securities being offered are guaranteed, provide a statement for a non-guaranteed portion. B
were guaranteed by the major customer as mentioned in question 1 and business partners of another new customer totaling Baht 300 million. - Translation - JKN GLOBAL MEDIA PUBLIC COMPANY LIMITED
investment; (2) bonds or debt instruments issued or guaranteed by foreign governments, foreign government agencies, or international organizations; (3) bonds or debt instruments issued or guaranteed by state
UNOFFICIAL TRANSLATION Readers should be aware that only the original Thai text has legal force and that this English translation is strictly for reference. Notification of the Office of the Securities and Exchange Commission No. Sor Nor. 87/2558 Re: Rules, Conditions, and Procedures for Management of Retail Funds, Mutual Funds for Accredited Investors, Mutual Funds for Institutional Funds, and Private Funds ______________________ By virtue of Clause 6, Clause 8, and Clause 9 of the Notification...
คู่มือการออกและเสนอขายตราสารหนีส่้งเสริมความยั่งยืน (“sustainability-linked bond”) ในการออกและเสนอขาย sustainability-linked bond นั้น ส านกังานก าหนดให้ปฏิบติัตาม หลักเกณฑ์ส าหรับการออกตราสารหน้ีท่ี
market products for employees in the insurance industry, so that they can give advice and design investment schemes for their clients using investment-linked insurance policies (ILPs), I.e. the unit-linked