Bangkok, May 19, 2015 - The SEC suspended {A}, a securities investment consultant of RHB OSK Securities (Thailand) Plc. (RHB OSK) for failure to keep complete record of trading orders and failure to
securities trading account and failure to keep complete record of the securities trading orders.Following the report of Capital Nomura Securities PLC, the SEC further probed into the case and found that {A
Bangkok, February 20, 2015 - The SEC suspended {A}, a securities investment consultant of Siam Commercial Bank Plc. (SCB), for failure to provide complete information or advice. In this case, he
volume increased as the mandated B100 proportion in diesel was at 7% all year. However, performance was affected by the low crude palm oil price situation in the country, leading B100 price to decline in
, including effecting relevant registrations with the Ministry of Commerce and listing such newly issued ordinary shares on the SET. and 4) Undertaking any acts necessary and relevant to complete the allocation
appropriate. Chapter 3 Powers of the SEC Office ________________________ Clause 61 Repealed. Clause 7 In case a certain fact appears to the SEC Office leading to any of the following reasonable suspicions, the
for Sale regarding Units of Real Estate Investment Trust (No. 5) dated 10 July 2015 (effective on 20 July 2015). 5 application together with the accurate and complete evidentiary documentation according
, memorandums or any documents and liaison with government agencies or related regulatory agencies as well as complete any appropriate and necessary procedures However, the Company would enter into the above
complete any However, the Company would enter into the above transactions only upon approval of the shareholders meeting and the matter in Clause 2 to 3 as well as the president conditions in the entire