management companies on practicing front running scheme, the SEC probed into the case and found that Sopana, who was K-Asset Vice President from November 2009 to November 2010 and SCBAM Senior Executive Vice

revenue from cash patients in the amount of Baht 51.5 million or 11.5%, the increase in revenue from social security scheme (SC) in the amount of Baht 24.5 million or 8.9%, the increase in revenue from

increase in revenue from cash patients in the amount of Baht 146.8 million or 13.1%, the increase in revenue from social security scheme (SC) in the amount of Baht 105.2 million or 17.3%, the increase in

increase in revenue from cash patients in the amount of Baht 333.0 million or 8.0%, the increase in revenue from social security scheme (SC) in the amount of Baht 415.0 million or 18.0%, the decrease in

foreign currencies are expanded to cover more investment products; units of foreign collective investment scheme, for instance.The consultation paper is available on www.sec.or.th. Stakeholders and

illegal or inappropriate business; (2) Allowing borrowing of up to 50 percent of the total asset value of the scheme (compared to 10 percent for property fund); (3) Imposing an investment limit of 50

, units of ASEAN collective investment scheme (ASEAN CIS) will be added as permissible securities.  The revision, to become effective by November 2014, aims at supporting competition among business

แฟ็งซ์ (66) 02-634-4114 Head Office: 88 PASO Tower, 18th Floor, Silom Road, Suriyawong, Bangrak, Bangkok 10500, Thailand Tel: (66) 02-634-2222 Fax: (66) 02-634-4114 โราาำนั : 55 ญมู 5 สวนัอุตสำญงรรม เอส

leader of the audit firm and authorized signatory of the audit firm. - 3) Certification of the Applicant via SEC Office Online Form Original: 1 copy Photocopy: 0 copy Remark: Signature of the applicant - 4

investment scheme. “home regulator” means a regulator who has the authority to supervise collective investment schemes or CIS operators. “securities company” means a securities company that obtains the