with non-complex features and investment units or debt securities with high risks or complexity, e.g., investment units of mutual funds for institutional investors or ultra-high net worth investors

net worth investors, investment units of mutual funds investing in derivatives, hybrid instruments, structured notes and derivatives. 

retirement-related funds. Purchases must be made between 1 April 2020 and 30 June 2020 and investors must hold their investment units for not less than 10 years. Other conditions shall be made as per the

financial gurus and influencers regarding investment in many topics, starting from mutual funds, stocks, digital assets and Fintech investment tools. There will also be a collaboration with the SEC Financial

example, equity, debt securities, mutual funds or derivatives. Investors may also use the information set filled in the single form to open more investment accounts with other service providers. Currently

funds, venture capital firms, and ultra-high net worth investors. With respect to individual investors, SEC has received diverse comments involving restrictions on investment in ICO. Therefore, SEC will

such as, the definition of market price to become clearer funds to operate any transactions with the involved parties without the approval from their trustees, the revision of investment for assets

In September 2025, the SEC received a total of 1,500 reports of suspicious instances and information requests from the public via the Investment Scam Hotline – almost doubled the number from August

the client’s investment suitability test and ordered {B} to open a fund account under the client’s name as well as withdraw 1 million baht from the client’s savings account to buy such funds. {A

ประเทศ (Foreign Investment Fund) เฉพาะที่เป็น feeder fund และ fund of funds ลงวันที่ 28 มีนาคม 2554  นั้น เพื่อให้ผู้ประกอบธุรกิจมีความเข้าใจที่ตรงกันและถือปฏิบัติตามหลักเกณฑ์ที่ประกาศ