dimensions – economy, society and environment – under good corporate governance, appropriate risk management and effective cost management. Guided by the Customer Centricity strategy and our resolution of
| - |- Short Sale Provisions (section 98(5)) | - |- Know Your Clients | - |- Books & Records Requirements | - |- Risk Control | - |- Online Submission | - |- Compliance / Internal Control | - |- Conflict of
& Records Requirements | - |- Risk Control | - |- Compliance / Internal Control | - |- Conflict of Interest | - |- Online Submission |- Protection of Customer Assets (Section 98(3)) |- Reporting of Securities
Other Businesses (Section 98(8)) | - |- Selling Agents (Section 100) |- Internal operation of Securities Companies | - |- Proprietary Investment (Section 98(7)) | - |- Accept purchasing or selling orders
. ๒๕๖๖ (นางพรอนงค์ บุษราตระกูล) เลขาธิการ สำนักงานคณะกรรมการกำกับหลักทรัพย์และตลาดหลักทรัพย์ ประธานกรรมการ คณะกรรมการกำกับตลาดทุน SEC Classification : ใช้ภายใน (Internal) SEC Classification : ใช้ภายใน
Governance through Responsible Data" at the SET Sustainability Forum 1/2024: Grounding Greater Governance for Good along with Ms. Wiyada Wiboonsirichai, Head of Global Internal Audit and Compliance, Banpu
be submitted not less than fourteen days prior to the https://publish.sec.or.th/nrs/5197se.pdf sec-budgetVSactual-strategy%20-2562.pdf ชาญร่วมทีมตรวจสอบ (Co-Sourcing onsite audit) ส าหรับการตรวจสอบด้าน
IFRS Club and the Thai Bankers’ Association. For our internal management, we have expedited development and improvement of database and the design of work system and IT structure in 7 order to