securities on a continued basis with an intent to cause the price or the volume of such securities trading to be inconsistent with the normal market condition. 24/07/2024 referred the case to a state
condition. 24/07/2024 referred the case to a state attorney for filing a lawsuit to a civil court currently under the state attorney process SEC Act (the fifth amendment) Section 244/3 (1) (2
interim financial statements to the SEC by 15 September 2025. CHARAN was also required to disclose these financial statements to the public via SETLink within the same deadline. The instruction was issued
appoint new directors to fill vacancies while serving as IFEC director and chief executive officer. In addition, the SEC investigation found that Mr. A disobeyed the board of directors’ instruction and
’ instruction and refused to facilitate a meeting venue for the board of directors’ meeting. Such misconduct was therefore deemed as the failure to perform his duties as a listed-company director and executive
manager that she had obtained such authorization and decided to trade by the instruction of clients? appointee or by her own deliberation. For a long period of time, she continually made trading decisions
her client regularly as well as reported to her client on the summary of profit and loss on a monthly basis. On March 12, 2012, {A} made trading decisions without the client's instruction and payment
such as games, counseling service, survey and instruction on Mobile App ?start-to-invest?. Those who download Mobile App ?start-to-invest? and show up at the booth will also be given a souvenir. The SEC
to the general shareholder meeting before the state of emergency declared was announced in all regions of the Kingdom of Thailand on 25 March 2020, which begins on 26 March 2020 to 30 April 2020 due to
trading decision and informed the client afterward. Examination on records of investment advice, trade order instructions and confirmations indicated that the client's instruction was unclear as certain