company so complies. In addition to the financial statements for Q3/2014 the public prosecutor issued a prosecution order; however, attempt to arrest the juristic person representative failed and the

the juristic person representative failed and the statute of limitations ran out. SEC Act S.300 Criminal Complaint Filed with an Inquiry Official Dated 31/03/2015

Global Consultant Company Limited Global Consultant Company Limited (“Global”) colluded with the other alleged offender in operating securities businesses of brokerage. Furthermore, Global used

Mr. Niel Arthur Robbirt Mr. Niel Arthur Robbirt colluded with other alleged offender in operating securities businesses of brokerage and persuade the investors to invest by Global Consultant Limited

Mr. Wichai Thavornwattanayong Mr.Wichai Thavornwattanayong, former chairman of IFEC and the authorized person to disclose information through the SET’s information disclosure system (ELCID), failed

participating in Thailand Crypto Expo 2022. The aforementioned actions by XT.COM are deemed to be conducting digital asset business without a license. This case is in the process of inquiry by the inquiry

Mr. Yongyuth Ngamkaiwan Mr. Yongyuth Ngamkaiwan, the person who is responsible for the operation of Thai Unique Coil Center Public Company Limited (TUCC), failed to supervise TUCC to prepare (1) the

Saxo Capital Market Pte.,Ltd. Saxo Capital Market Pte.,Ltd. (Saxo) colluded with other alleged offenders in operating securities and derivatives businesses with an intent to solicit any attendee

Asset Management Co., Ltd.), has committed an offense with dishonest intent and obtained unlawful gains for himself or another person by authorizing a mutual fund of Solaris Asset Management Co., Ltd. to

, attempt to arrest the juristic person representatives failed and the statute of limitations ran out. SEC Act S.283 Criminal Complaint Filed with an Inquiry Official Dated 26/11/2019