their own discretion in choosing RMF or LTF destination funds if the transfer criteria are clearly disclosed beforehand in the fund scheme for the unitholders? information; - Requiring asset management
to investors the information on such investment. Asset management companies must, additionally, comply with rules governing derivatives investment which include rules on counterparty limit, reserved
ในการนำส่งข้อมูลอิเล็กทรอนิกส์ ( Electronic Information Submission Management System) แบบคำขอลงทะเบียน/เปลี่ยนแปลงข้อมูลเกี่ยวกับบัญชีผู้ใช้งานนิติบุคคลหรือคณะบุคคล (company account https
Discussion and Analysis Quarter 2 Ending 30 Jun 2021 (revised and inserted information) 16/08/2021 17:08 Management Discussion and Analysis Quarter 2 Ending 30 Jun 2021 17/05/2021 17:22 Management Discussion
ของระบบสารสนเทศ (information security incident management) ให้เป็นไปตามหลักเกณฑ์ดังต่อไปนี้…(3) รายงานต่อผู้มีหน้าที่รับผิดชอบในการบริหารจัดการเหตุการณ์ตาม (2) และสำนักงานโดยไม่ชักช้าเมื่อเกิด
will remain subject to the defined criteria.For outsourcing activities directly relevant to their core businesses, such as management information technology and client registrar, the business operators
structure does not cause any conflicts of interest or has put in place effective measures for prevention of such conflicts of interest. Clause 4. Management company shall submit the following information to
(Section 98(7)) | - |- Accept purchasing or selling orders outside head office or branch | - |- Outsourcing Services | - |- Joint Management Agreement / Other Agreements |- Auditors | - |- Approval (Section
) | - |- Representatives Offices Establishment (Section 93) |- Complaint Handling |- Anti-money Laundering |- Information Technology |- Business Continuity Management (BCM) |- Arbitration |- Appeal |- Others | - |- Public
) | - |- Branches (Section 92) | - |- Representatives Offices Establishment (Section 93) |- Complaint Handling |- Anti-money Laundering |- Information Technology |- Business Continuity Management (BCM) |- Arbitration