Problems” means a person who makes decisions to invest in real estate or leasehold right, select or propose to the unitholders or his designated person who makes decisions on investment in real estate or
professional standards as stipulated by the association and as approved by the Office, mutatis mutandis , only in the part of investment management. Clause 11. In the event that any person listed in the register
professional standards as stipulated by the association and as approved by the Office, mutatis mutandis, only in the part of investment management. Clause 11. In the event that any person listed in the register
, Re: Additional Rules for Approval of Fund Manager dated 30 August 2006 shall be repealed. Clause 2. In this Notification: “Executive Director” means any person who is appointed by the board of
Professions (FAP); (b) professional code of ethics established by the International Federation of Accountants (IFAC) in cases where the FAP has not established or revised its professional code of ethics in
conduct and professional standard as specified by the association with approval from the SEC Office, mutatis mutandis; Clause 9. In case where person approved as manager of infrastructure fund possesses
group behaviors of these persons demonstrated their dishonest tendency right from the beginning of their professional career, and thus threatened potential misconduct to clients in the future. As a result
; and any previous record or past behavior which indicating that the subject person is not fit and proper to work in capital market business. The SEC strongly advises that investors check their trading
) “Department director” means any person who is responsible for the internal operation of a department in the company; (6) “Work experience” means work experience in a financial institution or other organization