TorThor/Nor/Khor 37/2553 Prohibited Characteristics of Personnel in Capital Market Industry 15/09/2010 01/10/2010 8. Notification of Capital Market Supervisory Board TorThor/Nor/Khor 87/2552
/2553 Prohibited Characteristics of Personnel in Capital Market Industry 15/09/2010 01/10/2010 5. Notification of Capital Market Supervisory Board 57/2552 03/08/2009 01/09/2009 6. Notification of
Commission) Certified Statement Form Relating to Acting in Compliance with Related Laws of Applicant for Custodian of Private Funds 9. Report/Form (Notification of Securities and Exchange Commission) Form
) Report/Form (Notification of Securities and Exchange Commission) Report of the Selling of Shares / Newly Issued Shares in Support of Convertible Debentures or Warrant on Debentures (Form 81-2) Report
Securities and Exchange Commission Sor Thor. 38/2565 Rules in Detail on Establishment of Information Technology Systems 28/09/2022 01/07/2023 Report/Form (Notification of Securities and Exchange
or its guidelines specified for implementation in accordance with this notification or improperly conducts itself, the SEC office may order such person to rectify, do or refrain from doing any act for
) of the Derivatives Act B.E. 2546 (2003), the Securities and Exchange Commission hereby issues the following regulations: Clause 1. In this notification hereto: (1) “derivatives broker” means any person
Derivatives Act B.E. 2546 (2003), the Securities and Exchange Commission hereby issues the following regulations: Clause 1. In this notification hereto: (1) “derivatives broker” means any person licensed to