imposed by {A}'s former employer, the SEC will not consider his application for approval as capital market personnel for one year eleven months and fourteen days, starting from December 20, 2013 

Bangkok, May 25, 2015 - The SEC revoked an approval of {A}, a capital market investment consultant, for trading securities on behalf of client, making trading decision for securities in the account

issuance as deemed appropriate, in compliance with governing laws and regulations. The sample appointment agreement received comments and recommendations from stakeholders during a public hearing conducted

and a fine from 200,000 to 500,000 baht, plus a daily fine of 10,000 baht until the period of violation ends. The SEC, therefore, filed a criminal complaint against Mr. Malpas with the ECD Police for

inside information to buy the company's shares. He was subject to a civil penalty of 500,000 baht, as a resultFollowing a referral from the Stock Exchange of Thailand (SET), the SEC conducted further

' intellectual property as a mechanism to drive Thailand’s digital and creative economy.   In the picture (from left to right):Dr. Peerapat Chokesuwattanaskul, Partner Advisor, VA Partners Co., Ltd.  Mrs

Bangkok, 12 February 2024 – The Securities and Exchange Commission (SEC), in collaboration with the Thai Bond Market Association (ThaiBMA), has developed a standardized sample of a bondholders

Initiative for Thailand that set the direction for driving sustainable finance across the financial sector. The Board, co-led by the BOT and the SEC, consists of relevant parties from the public and private

Bangkok, March 18, 2015 ? The SEC revoked the approval of a financial advisor supervisor, namely {A} of KPMG Phoomchai Business Advisory Ltd., for willfully imparting false statement and concealing

and to pay a  sales distribution fee at the rate of 1.5 percent of the sales of GSTEL to the Mahachai Group.  The agreement also provides that most products from the manufacturing process must be