. 2535 (1992), and Section 18 of the Derivatives Act B.E. 2546 (2003), the Capital Market Supervisory Board hereby issues the following regulations: Clause 1 This Notification shall come into force from 16
Operation of Management Company Concerning with Such Acts Clause 5. The following operations of management company are the acts that may create conflict of interest to unitholders or the clients which
Interest And Operation of Management Company Concerning with Such Acts Clause 5. The following operations of management company are the acts that may create conflict of interest to unitholders or the clients
concerning with such soft commissions as the following procedures: (1) In case of property fund, such information shall be revealed in annual report of fiscal year; (2) In case of mutual fund other than as
information from the following dates: (1) The last day of the preparation period of the prospectus in accordance with the Notification of the Capital Market Supervisory Board concerning Delivery and
clearing house shall take the following actions: (1) have the steps or procedures concerning computer systems relating to derivatives clearing and settlement services reviewed, monitored, and examined
) Signature affixed in the company’s audit report pursuant to Clause 3 of the Notification of the Securities and Exchange Commission concerning Approval of Auditors in the Capital Market since ............(YEAR
Commission hereby issues the following regulations: Clause 1 This Notification is applicable to the infrastructure fund which is in form of mutual fund, in the following matters: (1) borrowing money; (2
Systems and Providing Services to Clients of Securities Companies and Derivatives Intermediaries dated 6 September 2013, the Office of the Securities and Exchange Commission hereby issues the following