warnings at the end of the funds’ names. While REITs and infrastructure funds with remaining agreement periods of less than 10 years must warn investors that the fund’s net asset value will gradually
process of setting up an extraordinary shareholders meeting No.1/2018 and the criteria for nomination of candidates for directorship.The SEC therefore ordered that all three remaining directors whose
financial advisor (IFA) in the event of major changes; 2. Allow the remaining shares from a preferential public offering (PPO)* to be offered for sale through PP (equivalent to right offering (RO)) to give
for his remaining approved status. The rest of suspension period was instead set as the period for acceptance of his re-application for approval as capital market personnel. The SEC's order has been in
failures to disclose such information was in violation of the SEC notification. The SEC has also requested SINGHA to hasten the preparation and submission of the remaining financial statements to the SEC.
another person's trading account and arranging financial matter for such investor. As the employer has already put her on a three-month suspension, the SEC is suspending her for the remaining three months
investors; (2) clarify, amend or add information 8 (3) have an independent expert prepare an opinion relating to the accuracy, completeness or reliability of the information appearing in the registration
Company overall. (11) Opinion of the Audit Committee and/or Company’s Directors that is different than the opinion of the Board of Directors : None (12) Opinion of the Independent Expert : None (13
this regard, the SEC would like to thank all the 117 contestants and extend our gratitude to the contest’s expert judges from five organizations, namely the Ministry of Digital Economy and Society, the
Directors has been recognized by the Thai SEC to be the CG Expert and the domestic ranking body of Thailand.__________________________For more information contact: Ms. Orakan Chuengthiraphanich, Thai