According to an inspection report submitted by Maybank Kim Eng and a complaint from a client and the SEC’s further investigation, it was found that during August 2011 – October 2018, {A} sent trading
seek unfair personal gains all over again. In addition, some of the investment consultants sent selling orders of investment units in the clients' accounts by counterfeiting unit sale documents, opening
) ...................................................................................... 11 2.2.4 การติดตามและประเมินผู้ให้บริการ (Monitor).................................................................................. 15 2.2.5 การยกเลิกหรือสิ้นสุดการใช้บริการ (Exit
including derivatives fund managers being a financial institution regulated by other agencies; “ electronic data ” means data that are created, sent , received, stored or processed through electronic
derivatives fund managers being a financial institution regulated by other agencies; “electronic data” means data that are created, sent , received, stored or processed through electronic procedures
related https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=9809 SEC advises listed companies to exercise care and caution before investing in digital assets On 17 September 2021, the SEC sent a circular
://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=9809 SEC advises listed companies to exercise care and caution before investing in digital assets On 17 September 2021, the SEC sent a circular to all listed
September 2021, the SEC sent a circular to all listed companies advising listed companies that invest or plan to invest in digital assets to exercise discretion in making decisions regarding https