reporting such incidents to the SEC;            (4) To adjust the applicable scope for investment advisory business operators to ensure that they will be able to implement sufficient controls for managing

 Privacy Policy Personal Data Protection Policy for Business Operators The Office of the Securities and Exchange Commission (SEC Office) 0. Scope of this Policy This Personal Data Protection Policy

selection of accounting policy, observations or qualified opinion of the auditor on significant accounting items (if any), and the results of the implementation of the business plan and objectives in relation

or qualified opinion of the auditor on significant accounting items (if any), and the results of the implementation of the business plan and objectives in relation to financial information; - In the

Province 73210, has considered and resolved to approve the Company’s execution of transactions with the connected persons as per the following details: The Board of Directors has resolved to grant approval

more than ten (10) percent of its paid-up capital, which shall be within the scope of power of the Board of Directors to approve such buyback of shares. Such shares held by the Company will neither be

, except for any buyback of shares representing no more than ten (10) percent of its paid-up capital, which shall be within the scope of power of the Board of Directors to approve such buyback of shares

the connected persons. “related party transaction” means the execution of the transaction between a company or its subsidiary and the related person of the company. “related person” means a related

for clients. “member of fund investment committee” means a member of a committee which is appointed or assigned by a fund management company to consider and determine the scope of investment of mutual

of such meeting, upon any members of executive committee (its agent), managing director (its agent) to the extent that it is appropri ate and necessary within the scope of laws. Furthermore, the