(effective on 1 January 2018). 2 “association” means: (1) an association relating to a securities business, of which objectives is for promoting and developing securities business, having obtained an approval

all offenders in this case were impleaded according to the evidence obtained from investigation process. “The SEC has taken actions according to the authority under the SEA and collaborated with

obtained unlawful gains for themselves or another person which caused damage to GSC or others obtained benefit. In this regard, they jointly decided, approved, or ordered GSC to grant 7 loans to Asia Capital

per share. IMPORTANT DISCLAIMER The information contained in this document has been obtained from several sources, and Bangkok Commercial Asset Management Public Company Limited (“BAM”) cannot confirm

บริการ program trading และ portfolio advisory with execution ได้ตามความถนัด โดยไม่เป็นภาระจนเกินควร แต่ยังคงไว้ซึ่งมาตรฐานการประกอบธุรกิจ      ข้อมูลทั่วไป   ชื่อผู้ตอบ   ตำแหน่ง   ชื่อบริษัท   โทรศัพท์

ซื้อขายเกิดขึ้น (Execution Volume) (6) ราคาที่มีการจับคู่ซื้อขายเกิดข้ึน (Execution Price) (7) มูลค่าสินทรัพย์ดิจิทัลที่มีการจับคู่ซื้อขายเกิดข้ึนในหน่วยบาท (Execution Value in THB) 1 ในการส่งข้อมูลดัง

Official Dated 16/10/2017 misconduct above is deemed an execution of concealed transactions, asset misappropriation, permission of false accounting transactions and preparation of incorrect accounting

for clients, and must ensure that clients receive the best execution terms from various sourced exchanges to which the brokers have linkage.   The SEC reiterates that any entity holding both digital

execution of transactions as per client’s orders and provided an SEC Hotline 1207 press 8 for Zipmex-related information and complaints in particular, to assist those affected investors.Once the Court accepts

regarding digital assets from the public through war room operation. This is an integration to streamline all work processes to ensure timely legal execution and prevention of damages to people particularly