/2018 referred the case to a state attorney for filing a lawsuit to a civil court currently under the process of legal execution SEC Act (the fifth amendment) Section 281/10 Civil Action Dated

, resulting in a sentence of imprisonment for 1 year and a fine of 100,000 Baht. As the defendant had no prior criminal record involving imprisonment, the Court suspended the execution of the imprisonment

Shares of S-TREK, which includes: 1. Determination, alteration, addition the details regarding the Investment in Ordinary Shares of S-TREK; 2. Negotiation, alteration, amendment, execution of the

the offering of newly-issued ordinary shares is not approved by the SEC; 2. Negotiation, alteration, amendment, execution of the agreements and other documents in relation to the Investment in Ordinary

is not approved by the SEC; 2) Negotiation, alteration, amendment, execution of the agreements and other documents in relation to the Investment in Ordinary Shares of S-TREK not limited to the share

shares at auction, which Barnpan Engineering and Holding Co., Ltd. holds from the Legal Execution Department of 12.51 million. Expenses 1. Selling expenses totaling 4.74 Million Baht increased from the

Office under the Notification of the Capital Market Supervisory Board concerning Establishment of Retail Funds and Mutual Funds for Accredited Investors and Execution of Agreement for Management of Private

defendant fails to comply with the Appeal Court’s judgement, SEC shall proceed with legal execution in accordance with the legal process in due course**.”In any case, the civil penalty and the compensation

ประกันชีวิตสามารถให้บริการภายใต้การประกอบธุรกิจนายหน้าซื้อขายหลักทรัพย์ประเภทหน่วยลงทุนได้ในรูปแบบบริการ portfolio advisory with execution3 ได้ ทั้งนี้ ปัจจุบันเรื่องดังกล่าวอยู่ระหว่างการเปิด

Guide (FG) ซึ่งให้คำแนะนำได้เฉพาะคำแนะนำทั่วไป และต้องการระดับความรู้เพียงขั้นพื้ฐานที่ง่ายกว่า IP ทั้งนี้ ในกรณีผู้ลงทุนประสงค์จะซื้อหน่วยลงทุนโดยไม่ต้องการคำแนะนำ (execution only) ก็สามารถใช้เจ้าหน้าที่