instruments or financial derivatives, whether in long and/or short position.    *** (1) Notifications of the Securities and Exchange Commission No. Kor Thor. 15/2567 Re: Capital Maintenance of Business

The Securities and Exchange Commission (SEC) organized an annual cybersecurity workshop for directors in the capital market sector under the title, “Capital Market Cyber Leader 2024: Trust

Notification of the Office of the Securities and Exchange Commission regarding Calculation and Reporting of Net Capital Calculation by Business Operators and Requirements in Cases of Inability to Maintain Net

Mr. Wiboon Phatrapiboon, Assistant Secretary-General of the Securities and Exchange Commission (SEC), welcomed and gave encouragement to the 16 finalist teams (divided into eight teams each in the

Mrs. Pornanong Budsaratragoon, Secretary-General of the Securities and Exchange Commission (SEC), delivered the opening remarks at an annual seminar titled, “Understanding the Thai Capital Market

technology. SEC has worked with all sectors in the capital market, such as the Ministry of Finance, Fiscal Policy Office, Public Debt Management Office, Bank of Thailand, Stock Exchange of Thailand

Today, SEC and organizations in the capital market – namely, the Stock Exchange of Thailand Group, the Federation of Thai Capital Market Organizations (FETCO), the Association of Securities

activities in the capital market from pre-trading to post-trading. Thus, business operators possessing useful innovations for investors will have the opportunity to participate in a regulatory sandbox in a

The Office of Securities and Exchange Commission (SEC) is considering amendments to the laws administered by SEC in order to increase the efficiency of law enforcement. The Agency proposes to

Bangkok, September 1, 2014 ? The SEC is seeking public comment on amendments to the Securities and Exchange Act B.E. 2535 (1992) to support the establishment of self-regulatory organizations (SROs